The Commodity Futures Trading Commission finalized several amendments to the registration and compliance requirements applicable to certain investment companies, including family offices. Family offices that trade futures contracts or even hire managers that include futures contracts in their portfolios would have to register under the Investment Company Act of 1940.
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The new regulatory requirements stemming from the passage of Dodd-Frank will certainly be a costly addition to the reporting framework of the alternative investment industry. However, this new era of heightened regulatory and compliance procedures also brings the potential benefits of financial stability and investor protection.
In this 2011 FOX Fall Forum session, key lobbyists and attorneys shared how the new SEC regulations apply to single family offices and outline options for offices that do not qualify for exemption.
The speakers in this 2011 FOX Fall Forum session examine different approaches for compensating key staff members, with an emphasis on long-term, deferred structures.
Planning ahead is the most important thing you can do to protect yourself and your family. Besides protecting your home from a possible burglary, it is important to think about your personal security. This article offers 28 tips for preventing a break-in and another 13 for keeping family members safe.
Power failures, IT system crashes, supply chain problems or a flu epidemic can cripple a family office as completely as a natural disaster or terrorist attack. Developing and implementing a business continuity plan can help bolster a family business's defenses against such risks and serve as a first line of defense against losses.
This guide covers wealth management and tax planning strategies to consider before year-end and into 2012. Topics include tax management, wealth transfer planning, education funding, philanthropy, retirement, liabilities management, insurance, business owner issues, tax implications of health care reform, and building a strategic plan.
Entities that do not satisfy the conditions of the new Family Office Rule may continue to operate as a family office until March 30, 2012, when they must register with the Securities and Exchange Commission or change their operations to qualify for exclusion from registration.
In addition to significant savings, cloud computing offers on-demand availability, flexibility and scalability. However, cloud computing is not without its risks. Concerns about the security of data storage and applications in the cloud evidence the need for businesses to protect intellectual property, personally identifiable information and other sensitive information.
The marginal utility of the Fed's tools is decreasing. And relying on that one agency to turn activity from the greatest recession on record does not seem logical. The rest of Washington needs to notice the economic malaise and work together to resolve some of the economic challenges we face.