Solving the Document Management Puzzle

Overview

Family offices of all sizes face document management challenges for a number of reasons: 
 
  1.  Increasing regulatory compliance requirements are revealing existing document management gaps/deficiencies.
  2.  As FOs increase advisor productivity in client service and business development through advanced CRM systems, the deficiencies in document management associated with these functions becomes more readily apparent.
  3.  Client and FO data needed to run the business, serve clients, and respond to regulators is increasingly viewed as a major asset of the FO. As such, DM systems must move beyond simplistic electronic file cabinets into a core application or function with appropriate integration with other applications within the family office.
 
In this article, Oakbrook Solutions provides a roadmap for addressing document management challenges, outlining seven steps for choosing and implementing an effective solution.

Advisor Thinking