FOX Webcast: Deliberate Evolution vs. Mutation in Public Equities Markets - April 28, 2021

Overview

Wednesday, Apr 28, 2021 - 05:00am
Wednesday, Apr 28, 2021 - 06:00am

Please join us on Wednesday, April 28, from 10:00 am to 11:00 am CT, for a live webcast with Christopher Johnson, VP, Head of ETF Capital Markets and Equity Trading, Charles Schwab & Co., Inc., and FOX members to discuss recently implemented and contemplated equity and ETF market changes.

A well-intentioned and deliberate approach to adjusting public equity market structure through regulation can result in positive outcomes for investors, but that approach isn’t always what drives change in global equity markets. The media, investor advocacy groups, and legislators often intervene to influence the trajectory, and the outcome can be more of a mutation than an evolutionary process. We will discuss a range of recently implemented and currently contemplated equity and ETF market changes and how these changes have or could affect the way we invest – for better or worse.

Please click on the Register button below to sign up for this webcast.

You may contact the Events Team with any questions at events@familyoffice.com

Field of Study: Finance - Up to 1 CPE credit can be earned by attending this event. CPE credits are accepted at the option of state certifying boards. Requirements, compliance procedures and acceptance may vary by state.

Program Level: Overview | No prerequisites are required for this session. | Delivery Method: Group Internet Based

Family Office Exchange is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org.

REFUND POLICY: For this event, there is no fee. To cancel, you may contact the Events Team at events@familyoffice.com. For more information regarding administrative policies please contact FOX office at: 312.327.1200.

    Presenters

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    Vice President, Head of ETF Capital Markets and Equity Trading, Charles Schwab & Co., Inc.

    Christopher Johnson is Vice President and Head of ETF Capital Markets and Equity Trading supporting Charles Schwab Investment Management (CSIM). In this role, he is responsible for overseeing the Equity Trading Team as well as the implementation of all ETF capital market functions for CSIM, including managing relationships with authorized participants, market makers, stock exchanges and regulators.

    Christopher has been in the financial services industry since 1998, with experience in ETF trading, sales, and product management. Before joining CSIM in 2017, he was director and the head of U.S. ETF distribution at RBC Capital Markets, LLC. Prior to that, he served as vice president and head of ETF sales for the Americas at Macquarie Capital (USA), Inc. He also served as the director of ETF sales and trading at Cantor Fitzgerald and senior manager in international ETF product management at The Vanguard Group.

    Christopher earned a Bachelor of Arts in Asian studies-Japanese from Colgate University and a Graduate Business Certificate in finance from St. Joseph’s University. In addition, he completed American Society of Pension Actuaries examinations C-1 and C-2 (DC). He holds Series 7 and 66 licenses.
     

    FOX Presenters

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    Director, Business Development

    Matthew Murphy is the Director of Business Development at Family Office Exchange (FOX). In this role, he is responsible for leading the initiative in identifying prospective family and advisor members; assessing their needs and priorities to ensure a deep understanding of the benefits of FOX membership.

    Matthew has 30 years of client service/business development experience within the wealth and asset management field, most recently as a Vice President, Institutional for Astor Investment Management.  Previously, Matthew served as a Senior Consultant for HFR Asset Management.  Additionally, he has held various client service/business development positions including Partner/Director-Brinson Partners/UBS Global Asset Management and Founding Partner-Xenon Capital Management, a managed futures CTA.  Matthew has a deep understanding and experience in the areas of portfolio diversification and risk management.  He also has extensive knowledge related to the due diligence necessary in evaluating potential hedge fund and private equity investments. 

    Matthew holds a B.A. from Columbia University.  He received a M.B.A. from Rensselaer Polytechnic Institute and a M.S. (Finance) from Rensselaer Polytechnic Institute and was awarded a Graduate Fellowship from the Connecticut General Assembly as a quantitative analyst within the Office of Fiscal Analysis.